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Beyond the Fundamentals of the new SEC Marketing Rule, sponsored by Saifr

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Beyond the Fundamentals of the new SEC Marketing Rule, sponsored by Saifr

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Many firms are still grappling with compliance and implementation of the SEC’s not-so-new marketing rule. Whether you’re ahead of the game or still playing catch-up, join us as our regulatory experts explore the latest learnings after 60 days of the modernized rule, share what key challenges still endure for firms, and provide guidance for a successful, complete transition.

Don’t miss the chance to learn:
· Strategies to help navigate the new requirements for advertising performance, testimonials, disclosures, and hyperlinking.
· Practical tips and questions to ask when applying the new regulations.
· Best practices to prepare for your next SEC audit.

Register here: https://fmr.zoom.us/webinar/register/3016687936010/WN_K7AUV5fYSRqPb4uBtiAUtA

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